Securities Commission

Results: 40336



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211Economy / Business economics / Accounting / Financial statements / Profit / Cash flow / Cash flow statement / Balance sheet / Accumulated other comprehensive income / Consolidated financial statement / Retained earnings / Asset liability management

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q (Mark One) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.empower-retirement.com

Language: English - Date: 2016-06-02 16:25:10
212Economy of the United States / Business / Energy / Energy Transfer Partners / Southern Union Company / Sunoco / Bakken pipeline / Kinder Morgan / Pipeline transport / Williams Companies / Stripes Convenience Stores / Natural gas

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

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Source URL: www.energytransfer.com

Language: English - Date: 2016-03-08 19:26:45
213Economy / Finance / Money / Corporate finance / Stock market / Equity securities / SEC filings / Proxy statement / Shareholders / Common stock / Corporate law / Mergers and acquisitions

  As filed with the Securities and Exchange Commission on November 25, 2015 Registration No. 333-[●] SECURITIES AND EXCHANGE COMMISSION  Washington, D.C. 20549  FORM S-4

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Source URL: www.mediageneral.com

Language: English - Date: 2016-03-04 12:09:10
214Manufacturing / Business / Law / Consent decree / Judgment / Legal procedure / Trials / United States antitrust law / Medical ethics / Hitachi / Consent / Class action

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Civil Action No. 1:15-cvCKK)

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Source URL: www.courthousenews.com

Language: English - Date: 2015-11-25 21:38:10
215Economy / Finance / Money / Financial markets / Stock market / U.S. Securities and Exchange Commission / Algorithmic trading / 73rd United States Congress / Canadian Securities Administrators / Investment Industry Regulatory Organization of Canada / Order / Securities Act

Microsoft Wordindex1.doc

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2016-06-27 11:16:29
216Economy / Finance / Money / Financial markets / Financial services / Corporate crime / Investment / United States securities law / Financial adviser / Registered Investment Adviser / Broker-dealer / U.S. Securities and Exchange Commission

Microsoft Word - ADV Part 2AB SFGdoc

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Source URL: www.sycamoreweb.com

Language: English - Date: 2015-04-03 23:44:38
217Economy / Business / Asian people / Ayala Corporation / Fernando Zobel de Ayala / Jaime Augusto Zobel de Ayala / Bank of the Philippine Islands / Zbel de Ayala family / Ayala Land / Globe Telecom / Ayala / Makati

SECURITIES AND EXCHANGE COMMISSION SEC FORM – ACGR ANNUAL CORPORATE GOVERNANCE REPORT 1. Report is Filed for the Year

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Source URL: www.ayala.com.ph

Language: English - Date: 2016-01-05 00:14:46
218Economy / Finance / Money / Personal finance / Professional certification in finance / Financial planners / Corporate crime / Financial adviser / Certified Financial Planner / Financial services / U.S. Securities and Exchange Commission / UBS

Part 2B of Form ADV: Brochure Supplement William Nicholson PriceBeallsville Rd. Barnesville, MDSpire Wealth Management, LLC

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Source URL: williamprice.com

Language: English - Date: 2015-04-17 10:57:06
21973rd United States Congress / U.S. Securities and Exchange Commission / Financial regulation / Securities Exchange Act / Securities regulation in the United States / Futures contract / Economy / Finance

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-13 16:03:28
220U.S. Securities and Exchange Commission / United States securities law / Finance / New Deal / Economy / SEC filings / 73rd United States Congress / Crowdfunding / Securities Act / Regulation A / Security / Regulation S-K

Notice of Request for Public Comment Regarding a Proposed NASAA Model Rule and Uniform Notice Filing Form for Regulation A – Tier 2 Offerings

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-01-27 12:38:27
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